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Doc 9997. Edition 3
Last modified:1/1/2024
Performance-based Navigation (PBN) Operational Authorization Manual
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Third Edition, 2024Doc 9997Performance-based Navigation PBN Operational Authorization ManualApproved by and published under the authority of the Secretary GeneralINTERNATIONAL CIVIL AVIATION ORGANIZATION
Third Edition, 2024Doc 9997Performance-based Navigation PBN Operational Authorization ManualApproved by and published under the authority of the Secretary GeneralINTERNATIONAL CIVIL AVIATION ORGANIZATION
Published in separate English, Arabic, Chinese, French, Russian and Spanish editions by the INTERNATIONAL CIVIL AVIATION ORGANIZATION 999 Robert-Bourassa Boulevard, Montral, Quebec, Canada H3C 5H7 For ordering information and for a complete listing of sales agents and booksellers, please go to the ICAO website at www.icao.int First Edition, 2013 Second Edition, 2015 Third Edition, 2024 Doc 9997, Performance-based Navigation PBN Operational Authorization Manual Order Number 9997 ISBN 978-92-9275-521-8 ICAO 2024 All rights reserved. No part of this publication may be reproduced, stored in a retrieval system or transmitted in any form or by any means, without prior permission in writing from the International Civil Aviation Organization.
iii AMENDMENTS Amendments are announced in the supplements to the Products and Services Catalogue the Catalogue and its supplements are available on the ICAO website at www.icao.int. The space below is provided to keep a record of such amendments. RECORD OF AMENDMENTS AND CORRIGENDA AMENDMENTS CORRIGENDA No. Date Entered by No. Date Entered by
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Doc 9997. Edition 2. Performance-based Navigation (PBN) Operational Approval ManualDoc 9997. Edition 2. Performance-Based Navigation (PBN) Operational Approval ManualDoc 9997. Edition 1. Performance-based Navigation (PBN) Operational Approval ManualAnnex 2. Edition 11. Rules of the AirAnnex 6. Part 1. Edition 12. Operation of Aircraft. Part I. International Commercial Air Transport. AeroplanesAnnex 19. Edition 2. Safety ManagementDoc 4444. Edition 16. Procedures For Air Navigation Services. Air Traffic ManagementDoc 7030. Edition 5. Regional Supplementary ProceduresDoc 8168. Vol 2. Edition 7. Procedures for Air Navigation Services. Aircraft Operations. Volume II. Construction of Visual and Instrument Flight ProceduresDoc 7300. Edition 9. Convention on International Civil AviationDoc 8335. Edition 6. Manual of Procedures for Operations Inspection, Certification and Continued SurveillanceDoc 9613. Edition 5. Performance-based Navigation (PBN) ManualDoc 9905. Edition 3. Required Navigation Performance Authorization Required (RNP AR) Procedure Design ManualAnnex 6. Part 4. Edition 1. Operation of Aircraft. Part IV. International Operations ‒ Remotely Piloted Aircraft SystemsAnnex 6. Part 3. Edition 8. International Operations — HelicoptersAnnex 6. Part 2. Edition 9. Operation of Aircraft. Part II — International General Aviation — AeroplanesAnnex 6. Part 3. Edition 9. International Operations — HelicoptersAnnex 6. Part 1. Edition 10. International Commercial Air Transport — AeroplanesAnnex 6. Part 2. Edition 10. Operation of Aircraft. Part II. International General Aviation. AeroplanesAnnex 6. Part 2. Edition 10. International General Aviation — AeroplanesAnnex 6. Part 2. Edition 10. Operation of Aircraft. Part II. International General Aviation. AeroplanesAnnex 6. Part 1. Edition 11. International Commercial Air Transport — Aeroplanes.Annex 6. Part 1. Edition 11. Operation of Aircraft. Part I. International Commercial Air Transport. AeroplanesAnnex 6. Part 1. Edition 11. Operation of Aircraft. Part I. International Commercial Air Transport. AeroplanesAnnex 6. Part 2. Edition 11. Operation of Aircraft. Part II. International General Aviation. AeroplanesAnnex 6. Part 2. Edition 11. Operation of Aircraft. Part II. International General Aviation. AeroplanesAnnex 6. Part 3. Edition 11. Operation of Aircraft. Part III. International Operations. HelicoptersAnnex 6. Part 1. Edition 12. Operation of Aircraft. Part I. International Commercial Air Transport. AeroplanesDoc 9365. Edition 4. Manual of All-Weather OperationsDoc 9365. Edition 5. Manual of All-Weather OperationsDoc 9613. Edition 4. Performance-based Navigation (PBN) ManualDoc 9613. Edition 4. Performance-based Navigation (PBN) ManualDoc 9734. Part 1. Edition 3. Safety Oversight Manual. Part A. The Establishment and Management of a State Safety Oversight SystemDoc 10085. Edition 1. Extended Diversion Time Operations Manual (EDTOM)ВСЕ ДОКУМЕНТЫDoc 9997 en
Table Of Contents
COVER PAGE
AMENDMENTS
FOREWORD
CONTENTS
GLOSSARY
ABBREVIATIONS AND ACRONYMS
REFERENCE DOCUMENTS
1.2 PBN OVERVIEW
Chapter 1. PERFORMANCE-BASED NAVIGATION
1.1 INTRODUCTION
1.3 RNAV AND RNP
1.4 NAVIGATION SPECIFICATIONS
1.5 PBN APPLICATIONS
2.1 OVERVIEW
Chapter 2. CERTIFICATION AND OPERATIONAL AUTHORIZATION
2.2 STATE REGULATORY RESPONSIBILITIES
2.3 OPERATIONAL AUTHORIZATION
2.4 DOCUMENTATION OF OPERATIONAL AUTHORIZATION
2.5 STATE REGULATORY MATERIAL
2.6 AUTHORIZATION PROCESS
2.7 INTERNATIONAL OPERATIONS
Chapter 3. OPERATIONAL REQUIREMENTS
2.8 CONTINUED SURVEILLANCE
3.1 INTRODUCTION
3.2 AIRCRAFT ELIGIBILITY
3.3 STANDARD OPERATING PROCEDURES
3.4 TRAINING
3.5 NAVIGATION DATABASES
Chapter 4. NAVIGATION SPECIFICATION JOB AIDS
4.1 GENERAL
4.2 GENERIC JOB AID
4.3 RNAV 10
4.4 RNAV 5
4.5 RNAV 1 AND RNAV 2
4.6 RNP 4
4.7 RNP 2
4.8 RNP 1
4.9 RNP APCH
4.10 RNP 0.3
4.11 ADVANCED RNP (A-RNP)
4.12 RNP WITH AUTHORIZATION REQUIRED
Appendix A. EXAMPLE OPERATIONS SPECIFICATION (OPS SPEC) ENTRIES
Appendix B. EXAMPLE APPLICATION FORM
Appendix C. FLIGHT OPERATIONAL SAFETY ASSESSMENTS (FOSAs)
Appendix D. FLIGHT SIMULATION TRAINING DEVICE FUNCTIONALITY AND QUALIFICATION FOR RNP AR OPERATIONS